An interesting
new paper by Michigan's
Nicholas Bagley:
The
presumption in favor of judicial review of agency action is a
cornerstone of administrative law, accepted by courts and commentators
alike as both legally appropriate and obviously desirable. Yet the
presumption is puzzling. As with any canon of statutory construction
that serves a substantive end, it should find a source in history,
positive law, or the Constitution. None of these, however, offers a
plausible justification for the presumption. As for history, the sort of
judicial review that the presumption favors — appellate-style
arbitrariness review — was not only unheard of prior to the twentieth
century, but was commonly thought to be unconstitutional. The ostensible
statutory source for the presumption — the Administrative Procedure Act
— nowhere instructs courts to strain to read statutes to avoid the
preclusion of judicial review. And although the text and structure of
the Constitution may prohibit Congress from precluding review of
constitutional claims, a presumption responsive to constitutional
concerns would favor review of such claims, not any and all claims of
agency wrongdoing.
To date, however, the presumption has gone
unchallenged. This is regrettable. Congress has the constitutional
authority, democratic legitimacy, and institutional capacity to make
fact-intensive and value-laden judgments of how best to weigh the desire
to afford private relief against the disruption to the smooth
administration of public programs that such relief may entail. Courts do
not. When the courts invoke the presumption to contort statutes that
rather clearly preclude review to nonetheless permit it, they dishonor
Congress’s choices and limit its ability to tailor administrative and
regulatory schemes to their particular contexts. The courts should end
this practice. Where the best construction of a statute indicates that
Congress meant to preclude judicial review, the courts should no longer
insist that their participation is nonetheless indispensable.
Bagley's focus is on American law, but the question of the basis for judicial review of administrative action is one which preoccupies judges and jurists alike in many jurisdictions.
English academics have spent two decades with
horns locked over the question.
For my part, I would state the presumption of reviewability slightly differently: where there is an effect on an individual's rights or interests (and the individual can scale procedural hurdles, such as standing), administrative action is presumed to be reviewable. This, I think, is the Canadian position and the position in other Commonwealth countries. So stated, the presumption is simply an aspect of the rule of law.
One argument that Bagley does not consider is the one made most elegantly by
David Dyzenhaus. Where a statute purports to exclude judicial review, it speaks out of both sides of its mouth: it imposes limits yet asks courts to ignore them. Here is what I said about the problem in
A Theory of Deference in Administrative Law:
It might be argued that in order to
truly give effect to legislative intent, a reviewing court would have to give
full effect to a statutory provision that purports to exclude judicial
oversight. This is not necessarily so. The problem with privative clauses, so
called because they deprive a reviewing court of jurisdiction, is that they
create tension within a statute. On the one hand are provisions that prescribe
limits to statutory powers; on the other hand is a privative clause which
purports to render these limits unenforceable by reviewing courts. Privative
clauses are, as a result, incoherent, as the much-maligned Lord Hewart observed
in the context of a “conclusive evidence” provision:
In passing such a clause Parliament, it may be
thought, was really stultifying itself, because, having inserted express
provisions in the Act for the protection of persons liable to have their
property taken without their consent, and having enacted that the council in
making…an order must have regard to these provisions, it then, by means of this
‘conclusive evidence clause’ rendered such provisions nugatory, and, so far as
victims are concerned, a mockery.
I also had something to say about the Administrative Procedure Act, suggesting that the best way to resolve the tension created by privative clauses is to ratchet up judicial deference, rather than excluding judicial review altogether:
Section 701(a) of the
APA provides that judicial review will be generally available ‘except to the extent
that (1) statutes preclude judicial review; or (2) agency action is committed
to agency discretion by law’.
The presence of these clauses gives rise to the same incoherence that is created
by the presence of a privative clause in a statute. Indeed, the situation
created by the APA is indistinguishable from the situation created by an
individual privative clause, for the APA only legitimates the exclusion of
review; that exclusion is, in the final analysis, effected by privative
language in the statute. Where language in the relevant statutory provisions
satisfies the two clauses in the APA, it has a privative effect. Such language
is permitted, but not mandated, by the APA. The incoherence could be removed by
treating the satisfaction of the two clauses as factors going to the choice of
the appropriate standard of review.
Bagley notes that intrusive judicial review can undermine statutory schemes: he gives the example of the Veterans' Administration. I agree, but I think the solution lies in deference to agencies rather than in the exclusion of judicial review.
You can download the thought-provoking paper
here.